RIA Intel›Advisers›Louisiana›SHOBE & ASSOCIATES, INC

SHOBE & ASSOCIATES, INC

Advisory

N·BATON ROUGE, LA

Data as of Apr 10, 2023 · Source: SEC Form ADV

Total AUM

$397M

1-Year AUM Growth

-11.7%

3-Year CAGR

+11.0%

Employees

10

Assets Under Management

Total AUM$397M

Discretionary AUM$316M

Non-Discretionary AUM$81M

Discretionary %79.7%

Total Clients—

Team

Total Employees10

Investment Advisers21

Employee Growth (1Y)—

Filing History

Total Filings on Record35

First FilingJun 11, 2009

Latest FilingApr 10, 2023

🔒 Full AUM trend chart and 35 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SHOBE & ASSOCIATES, INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.