RIA Intel›Advisers›New York›SHERWOOD, TRACY L

SHERWOOD, TRACY L

Advisory

NY

Data as of Mar 13, 2026 · Source: SEC Form ADV

Rank in NY

#4,979

of 5,722 advisers by AUM

Average account

$664K

across 36 accounts

AUM per adviser

$24M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 13, 2026.

Total AUM

$24M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$24M

Discretionary AUM$0

Non-Discretionary AUM$24M

Discretionary %0%

Total Clients17

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InNY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

17 clients

12 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in NY

Closest by assets under management. All figures from Form ADV.

EXCELSIOR INVESTMENT ADVISORS, LLC

$24M

TWIN TIERS CONSULTING, LLC

$24M

PRIMETIME WEALTH MANAGEMENT LLC

$24M

JUBAK ASSET MANAGEMENT, LLC

$24M

ENHANCED INDEX MANAGEMENT, LLC

$24M

$24M

Get the full picture on SHERWOOD, TRACY L

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track SHERWOOD, TRACY L and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans