RIA Intel›Advisers›Massachusetts›SHEPHERD KAPLAN LLC

SHEPHERD KAPLAN LLC

Advisory

N·BOSTON, MA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$10.2B

1-Year AUM Growth

+12.9%

3-Year CAGR

+5.2%

Employees

24

Assets Under Management

Total AUM$10.2B

Discretionary AUM$862M

Non-Discretionary AUM$9.3B

Discretionary %8.5%

Total Clients—

Team

Total Employees24

Investment Advisers42

Employee Growth (1Y)+4.5%

Filing History

Total Filings on Record50

First FilingSep 8, 2003

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 50 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SHEPHERD KAPLAN LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.