RIA Intel›Advisers›New Jersey›SHAPIRO FINANCIAL SECURITY GROUP, INC.

SHAPIRO FINANCIAL SECURITY GROUP, INC.

Advisory

N·HAZLET, NJ

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM

$153M

1-Year AUM Growth

+7.3%

3-Year CAGR

+1.1%

Employees

2

Assets Under Management

Total AUM$153M

Discretionary AUM$141M

Non-Discretionary AUM$12M

Discretionary %92.1%

Total Clients139

Team

Total Employees2

Investment Advisers5

Employee Growth (1Y)—

Filing History

Total Filings on Record19

First FilingFeb 22, 2008

Latest FilingMar 24, 2026

🔒 Full AUM trend chart and 19 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SHAPIRO FINANCIAL SECURITY GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.