RIA Intel›Advisers›North Carolina›SHAH CAPITAL MANAGEMENT, INC

SHAH CAPITAL MANAGEMENT, INC

Advisory

N·RALEIGH, NC

Data as of Feb 23, 2026 · Source: SEC Form ADV

Total AUM

$768M

1-Year AUM Growth

-5.7%

3-Year CAGR

+6.7%

Employees

2

Assets Under Management

Total AUM$768M

Discretionary AUM$768M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients58

Team

Total Employees2

Investment Advisers4

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record40

First FilingJan 24, 2005

Latest FilingFeb 23, 2026

🔒 Full AUM trend chart and 40 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SHAH CAPITAL MANAGEMENT, INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.