RIA Intel›Advisers›Illinois›SGL FINANCIAL, LLC

SGL FINANCIAL, LLC

Advisory

N·BUFFALO GROVE, IL

Data as of Feb 9, 2026 · Source: SEC Form ADV

Total AUM

$219M

1-Year AUM Growth

+26.8%

3-Year CAGR

+14.3%

Employees

15

Assets Under Management

Total AUM$219M

Discretionary AUM$217M

Non-Discretionary AUM$1M

Discretionary %99.3%

Total Clients1,136

Team

Total Employees15

Investment Advisers31

Employee Growth (1Y)+33.3%

Filing History

Total Filings on Record51

First FilingApr 24, 2015

Latest FilingFeb 9, 2026

🔒 Full AUM trend chart and 51 historical filings spanning 11+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SGL FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.