RIA Intel›Advisers›New York›SENECA FINANCIAL ADVISORS LLC

SENECA FINANCIAL ADVISORS LLC

Advisory

N·ROCHESTER, NY

Data as of Mar 9, 2026 · Source: SEC Form ADV

Total AUM

$847M

1-Year AUM Growth

+16.6%

3-Year CAGR

+1.6%

Employees

5

Assets Under Management

Total AUM$847M

Discretionary AUM$740M

Non-Discretionary AUM$107M

Discretionary %87.3%

Total Clients333

Team

Total Employees5

Investment Advisers19

Employee Growth (1Y)+16.7%

Filing History

Total Filings on Record35

First FilingJan 22, 2010

Latest FilingMar 9, 2026

🔒 Full AUM trend chart and 35 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SENECA FINANCIAL ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.