RIA Intel›Advisers›Pennsylvania›SECURITIES BROKERAGE SERVICES, INC

SECURITIES BROKERAGE SERVICES, INC

Advisory

CARNEGIE, PA

Data as of Oct 20, 2023 · Source: SEC Form ADV

Rank in PA

#1,283

of 1,528 advisers by AUM

Average account

$386K

across 42 accounts

AUM per adviser

$4M

4 advisers

Source: SEC Form ADV. Figures as filed Oct 20, 2023.

Total AUM

$16M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

5

Assets Under Management

Total AUM$16M

Discretionary AUM$0

Non-Discretionary AUM$16M

Discretionary %0%

Total Clients42

Team

Total Employees5

Investment Advisers4

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InPA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

42 clients

4 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in PA

Closest by assets under management. All figures from Form ADV.

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SPRING CITY PARTNERS, LLC

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TIFFANY CAPITAL ADVISORS INC

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$17M

-45.0% 1Y

ELLIS, CRAIG SCOTT

$17M

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