RIA Intel›Advisers›Nebraska›SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC.

Advisory

N·LA VISTA, NE

Data as of Mar 28, 2024 · Source: SEC Form ADV

Total AUM

$40.4B

1-Year AUM Growth

-11.0%

3-Year CAGR

+0.9%

Employees

2,025

Assets Under Management

Total AUM$40.4B

Discretionary AUM$35.2B

Non-Discretionary AUM$5.3B

Discretionary %87%

Total Clients—

Team

Total Employees2,025

Investment Advisers4,468

Employee Growth (1Y)-4.4%

Filing History

Total Filings on Record175

First FilingApr 26, 2001

Latest FilingMar 28, 2024

🔒 Full AUM trend chart and 175 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SECURITIES AMERICA ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.