RIA Intel›Advisers›Connecticut›SCOTT, RALPH UPTON

SCOTT, RALPH UPTON

Advisory

CT

Data as of Jan 25, 2022 · Source: SEC Form ADV

Rank in CT

#1,292

of 1,312 advisers by AUM

Average account

$40K

across 19 accounts

AUM per adviser

$760K

1 advisers

Source: SEC Form ADV. Figures as filed Jan 25, 2022.

Total AUM

$760K

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$760K

Discretionary AUM$760K

Non-Discretionary AUM$0

Discretionary %100%

Total Clients12

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InCT

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

12 clients

The full client-type breakdown and the share of AUM each category represents.

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