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SARATOGA RESEARCH & INVESTMENT MANAGEMENT

Advisory

N·SARATOGA, CA

Data as of Apr 6, 2026 · Source: SEC Form ADV

Total AUM
$2.5B
1-Year AUM Growth
-8.4%
3-Year CAGR
-5.3%
Employees
12
Assets Under Management
Total AUM$2.5B
Discretionary AUM$2.5B
Non-Discretionary AUM$43M
Discretionary %98.3%
Total Clients3,016
Team
Total Employees12
Investment Advisers21
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record67
First FilingMar 30, 2001
Latest FilingApr 6, 2026
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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