RIA Intel›Advisers›Arizona›SAGEPOINT FINANCIAL, INC.

SAGEPOINT FINANCIAL, INC.

Advisory

N·PHOENIX, AZ

Data as of Sep 18, 2023 · Source: SEC Form ADV

Total AUM

$16.5B

1-Year AUM Growth

+1.4%

3-Year CAGR

+18.3%

Employees

967

Assets Under Management

Total AUM$16.5B

Discretionary AUM$13.4B

Non-Discretionary AUM$3.1B

Discretionary %81.3%

Total Clients—

Team

Total Employees967

Investment Advisers3,563

Employee Growth (1Y)—

Filing History

Total Filings on Record197

First FilingSep 12, 2005

Latest FilingSep 18, 2023

🔒 Full AUM trend chart and 197 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on SAGEPOINT FINANCIAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.