RIA Intel›Advisers›Connecticut›SAGEBROADVIEW WEALTH MANAGEMENT, LLC

SAGEBROADVIEW WEALTH MANAGEMENT, LLC

Advisory

N·FARMINGTON, CT

Data as of Jul 6, 2026 · Source: SEC Form ADV

Total AUM
$397M
1-Year AUM Growth
+17.4%
3-Year CAGR
+6.0%
Employees
5
Assets Under Management
Total AUM$397M
Discretionary AUM$397M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients146
Team
Total Employees5
Investment Advisers8
Employee Growth (1Y)-16.7%
Filing History
Total Filings on Record29
First FilingJun 30, 2015
Latest FilingJul 6, 2026
🔒 Full AUM trend chart and 29 historical filings spanning 11+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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