RIA Intel›Advisers›Connecticut›RUOCCO, JOHN RALPH

RUOCCO, JOHN RALPH

Advisory

CT

Data as of Mar 31, 2026 · Source: SEC Form ADV

Rank in CT

#883

of 1,312 advisers by AUM

Average account

$946K

across 107 accounts

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM

$101M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

0

Assets Under Management

Total AUM$101M

Discretionary AUM$95M

Non-Discretionary AUM$6M

Discretionary %94%

Total Clients107

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InCT

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

107 clients

29 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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