RIA Intel›Advisers›Florida›RUGGIE CAPITAL GROUP, LLC

RUGGIE CAPITAL GROUP, LLC

Advisory

N·TAVARES, FL

Data as of Jun 21, 2020 · Source: SEC Form ADV

Total AUM

$15M

1-Year AUM Growth

-93.1%

3-Year CAGR

-68.6%

Employees

11

Assets Under Management

Total AUM$15M

Discretionary AUM$14M

Non-Discretionary AUM$758K

Discretionary %95%

Total Clients—

Team

Total Employees11

Investment Advisers15

Employee Growth (1Y)—

Filing History

Total Filings on Record49

First FilingJul 9, 2008

Latest FilingJun 21, 2020

🔒 Full AUM trend chart and 49 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RUGGIE CAPITAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.