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ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

Advisory

N·LONDON

Data as of Jan 29, 2018 · Source: SEC Form ADV

Total AUM

$352M

1-Year AUM Growth

-54.3%

3-Year CAGR

-27.6%

Employees

2

Assets Under Management

Total AUM$352M

Discretionary AUM$11M

Non-Discretionary AUM$341M

Discretionary %3.1%

Total Clients—

Team

Total Employees2

Investment Advisers18

Employee Growth (1Y)—

Filing History

Total Filings on Record38

First FilingApr 27, 2001

Latest FilingJan 29, 2018

🔒 Full AUM trend chart and 38 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.