RIA Intel›Advisers›Connecticut›ROUND ROCK ADVISORS LLC

ROUND ROCK ADVISORS LLC

Advisory

N·WILTON, CT

Data as of Feb 13, 2026 · Source: SEC Form ADV

Total AUM

$815M

1-Year AUM Growth

+38.9%

3-Year CAGR

+37.8%

Employees

14

Assets Under Management

Total AUM$815M

Discretionary AUM$807M

Non-Discretionary AUM$8M

Discretionary %100%

Total Clients698

Team

Total Employees14

Investment Advisers24

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record36

First FilingJan 13, 2017

Latest FilingFeb 13, 2026

🔒 Full AUM trend chart and 36 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ROUND ROCK ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.