RIA Intel›Advisers›California›ROTHMAN INVESTMENT MANAGEMENT, LLC

ROTHMAN INVESTMENT MANAGEMENT, LLC

Advisory

ATASCADERO, CA

Data as of Jun 24, 2026 · Source: SEC Form ADV

Rank in CA
#2,753
of 5,480 advisers by AUM
Average account
$218K
across 479 accounts
AUM per adviser
$52M
2 advisers

Source: SEC Form ADV. Figures as filed Jun 24, 2026.

Total AUM
$105M
1-Year AUM Growth
—
3-Year CAGR
—
Employees
4
Assets Under Management
Total AUM$105M
Discretionary AUM$104M
Non-Discretionary AUM$261K
Discretionary %99.8%
Total Clients140
Team
Total Employees4
Investment Advisers2
Employee Growth (1Y)—
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCA, GA, MA, TX, WY
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

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