RIA Intel›Advisers›Oregon›ROSENBAUM FINANCIAL, INC.

ROSENBAUM FINANCIAL, INC.

Advisory

N·PORTLAND, OR

Data as of Jun 10, 2021 · Source: SEC Form ADV

Total AUM

$419M

1-Year AUM Growth

+16.6%

3-Year CAGR

+13.3%

Employees

9

Assets Under Management

Total AUM$419M

Discretionary AUM$380M

Non-Discretionary AUM$39M

Discretionary %90.7%

Total Clients—

Team

Total Employees9

Investment Advisers10

Employee Growth (1Y)—

Filing History

Total Filings on Record24

First FilingNov 26, 2014

Latest FilingJun 10, 2021

🔒 Full AUM trend chart and 24 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ROSENBAUM FINANCIAL, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.