RIA Intel›Advisers›Colorado›ROSECAP INVESTMENT ADVISORS, LLC

ROSECAP INVESTMENT ADVISORS, LLC

Advisory

N·GRAND JUNCTION, CO

Data as of Mar 11, 2026 · Source: SEC Form ADV

Total AUM

$528M

1-Year AUM Growth

+4.3%

3-Year CAGR

+19.7%

Employees

6

Assets Under Management

Total AUM$528M

Discretionary AUM$526M

Non-Discretionary AUM$2M

Discretionary %99.6%

Total Clients661

Team

Total Employees6

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record18

First FilingJan 31, 2020

Latest FilingMar 11, 2026

🔒 Full AUM trend chart and 18 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ROSECAP INVESTMENT ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.