RIA Intel›Advisers›Tennessee›ROOKS WEALTH ADVISORS, LLC

ROOKS WEALTH ADVISORS, LLC

Advisory

CHATTANOOGA, TN

Data as of Apr 15, 2026 · Source: SEC Form ADV

Rank in TN

#324

of 380 advisers by AUM

Average account

$536K

across 112 accounts

AUM per adviser

$30M

2 advisers

Source: SEC Form ADV. Figures as filed Apr 15, 2026.

Total AUM

$60M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$60M

Discretionary AUM$48M

Non-Discretionary AUM$12M

Discretionary %80%

Total Clients60

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InGA, TN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

60 clients

19 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in TN

Closest by assets under management. All figures from Form ADV.

CHATHAM PARTNERS, LLC

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APPLE & COMPANY, INC.

$62M

TRUEHAVEN CAPITAL, LLC

$62M

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