RIA Intel›Advisers›Maine›ROGER F. WOODMAN JR. & CO.

ROGER F. WOODMAN JR. & CO.

Advisory

Data as of Jun 2, 2023 · Source: SEC Form ADV

Average account

$1M

across 3 accounts

AUM per adviser

$3M

1 advisers

Source: SEC Form ADV. Figures as filed Jun 2, 2023.

Total AUM

$3M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$3M

Discretionary AUM$3M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InME

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in ME

Closest by assets under management. All figures from Form ADV.

LETTENEY FINANCIAL ADVISORY, LLC

$2M

FLYING POINT ADVISORS, LLC

$4M

MAINE INVESTMENT AND PLANNING SERVICES, LLC

FALMOUTH, ME

$2M

STILLWATER INVESTING INC

VEAZIE, ME

$2M

EDUCATED INVESTORS

$2M

BLACK HARBOR FINANCIAL LLC

$2M

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