RIA Intel›Advisers›California›ROCKWEALTH FINANCIAL LLC

ROCKWEALTH FINANCIAL LLC

Advisory

IRVINE, CA

Data as of May 7, 2026 · Source: SEC Form ADV

Rank in CA

#4,549

of 5,480 advisers by AUM

Average account

$1M

across 9 accounts

AUM per adviser

$12M

1 advisers

Source: SEC Form ADV. Figures as filed May 7, 2026.

Total AUM

$12M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$12M

Discretionary AUM$12M

Non-Discretionary AUM$30K

Discretionary %99.8%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

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POLYNOUS CAPITAL MANAGEMENT INC

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