RIA Intel›Advisers›Connecticut›ROCKVIEW MANAGEMENT, LLC

ROCKVIEW MANAGEMENT, LLC

Advisory

N·STAMFORD, CT

Data as of Apr 14, 2016 · Source: SEC Form ADV

Total AUM

$126M

1-Year AUM Growth

-15.1%

3-Year CAGR

+3.5%

Employees

3

Assets Under Management

Total AUM$126M

Discretionary AUM$113M

Non-Discretionary AUM$14M

Discretionary %89.3%

Total Clients—

Team

Total Employees3

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record9

First FilingFeb 14, 2012

Latest FilingApr 14, 2016

🔒 Full AUM trend chart and 9 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ROCKVIEW MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.