RIA Intel›Advisers›ROCKSPRING PIM LIMITED

ROCKSPRING PIM LIMITED

Advisory

LONDON

Data as of Apr 30, 2009 · Source: SEC Form ADV

Total AUM

$2.8B

1-Year AUM Growth

-32.7%

3-Year CAGR

+3.5%

Employees

0

Assets Under Management

Total AUM$2.8B

Discretionary AUM$2.5B

Non-Discretionary AUM$388M

Discretionary %86.4%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record17

First FilingFeb 28, 2001

Latest FilingApr 30, 2009

🔒 Full AUM trend chart and 17 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ROCKSPRING PIM LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.