RIA Intel›Advisers›California›ROACH, PAUL, DOUGLAS

ROACH, PAUL, DOUGLAS

Advisory

SAN MATEO, CA

Data as of Jun 9, 2026 · Source: SEC Form ADV

Rank in CA

#3,342

of 5,480 advisers by AUM

Average account

$948K

across 59 accounts

AUM per adviser

$56M

1 advisers

Source: SEC Form ADV. Figures as filed Jun 9, 2026.

Total AUM

$56M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$56M

Discretionary AUM$56M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients59

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

59 clients

38 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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