RIA Intel›Advisers›Texas›RILEY PRIVATE CLIENT LLC

RILEY PRIVATE CLIENT LLC

Advisory

N·SOUTHLAKE, TX

Data as of Jun 18, 2024 · Source: SEC Form ADV

Total AUM

$65M

1-Year AUM Growth

-19.9%

3-Year CAGR

-15.1%

Employees

1

Assets Under Management

Total AUM$65M

Discretionary AUM$62M

Non-Discretionary AUM$3M

Discretionary %95.4%

Total Clients—

Team

Total Employees1

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record8

First FilingMay 12, 2021

Latest FilingJun 18, 2024

🔒 Full AUM trend chart and 8 historical filings spanning 3+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RILEY PRIVATE CLIENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.