RIA Intel›Advisers›Massachusetts›RICHARD L SUMBERG

RICHARD L SUMBERG

Advisory

Y·ANDOVER, MA

Data as of Jan 29, 2008 · Source: SEC Form ADV

Total AUM

$182M

1-Year AUM Growth

+22.7%

3-Year CAGR

-4.7%

Employees

0

Assets Under Management

Total AUM$182M

Discretionary AUM$0

Non-Discretionary AUM$182M

Discretionary %0%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record8

First FilingApr 12, 2004

Latest FilingJan 29, 2008

🔒 Full AUM trend chart and 8 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RICHARD L SUMBERG

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.