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RICE HALL JAMES & ASSOCIATES

Advisory

SAN DIEGO, CA

Data as of Feb 15, 2002 · Source: SEC Form ADV

Total AUM

$1.5B

1-Year AUM Growth

+15.9%

3-Year CAGR

0.0%

Employees

0

Assets Under Management

Total AUM$1.5B

Discretionary AUM$1.5B

Non-Discretionary AUM$6M

Discretionary %99.6%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record4

First FilingJan 30, 2001

Latest FilingFeb 15, 2002

🔒 Full AUM trend chart and 4 historical filings spanning 1+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RICE HALL JAMES & ASSOCIATES

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.