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RESOLUTION CAPITAL LIMITED

Advisory

N·SYDNEY, NSW

Data as of Sep 9, 2024 · Source: SEC Form ADV

Total AUM

$9.4B

1-Year AUM Growth

-11.6%

3-Year CAGR

-11.9%

Employees

15

Assets Under Management

Total AUM$9.4B

Discretionary AUM$9.4B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients28

Team

Total Employees15

Investment Advisers28

Employee Growth (1Y)-6.3%

Filing History

Total Filings on Record26

First FilingFeb 13, 2007

Latest FilingSep 9, 2024

🔒 Full AUM trend chart and 26 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RESOLUTION CAPITAL LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.