RIA Intel›Advisers›Massachusetts›RESOLUTE FINANCIAL, LLC

RESOLUTE FINANCIAL, LLC

Advisory

N·NEWBURYPORT, MA

Data as of Oct 3, 2022 · Source: SEC Form ADV

Total AUM

$444M

1-Year AUM Growth

+18.4%

3-Year CAGR

+15.1%

Employees

5

Assets Under Management

Total AUM$444M

Discretionary AUM$405M

Non-Discretionary AUM$39M

Discretionary %91.2%

Total Clients—

Team

Total Employees5

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record42

First FilingMay 2, 2007

Latest FilingOct 3, 2022

🔒 Full AUM trend chart and 42 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RESOLUTE FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.