RIA Intel›Advisers›Connecticut›RESNICK INVESTMENT ADVISORS, LLC

RESNICK INVESTMENT ADVISORS, LLC

Advisory

N·WESTPORT, CT

Data as of Aug 23, 2018 · Source: SEC Form ADV

Total AUM

$955M

1-Year AUM Growth

+18.1%

3-Year CAGR

+4.5%

Employees

19

Assets Under Management

Total AUM$955M

Discretionary AUM$911M

Non-Discretionary AUM$44M

Discretionary %95.4%

Total Clients—

Team

Total Employees19

Investment Advisers23

Employee Growth (1Y)—

Filing History

Total Filings on Record48

First FilingFeb 2, 2001

Latest FilingAug 23, 2018

🔒 Full AUM trend chart and 48 historical filings spanning 17+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RESNICK INVESTMENT ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.