RIA Intel›Advisers›California›RESEARCH AFFILIATES, LLC

RESEARCH AFFILIATES, LLC

Institutional

N·NEWPORT BEACH, CA

Data as of Mar 26, 2026 · Source: SEC Form ADV

Total AUM

$27.8B

1-Year AUM Growth

+2.4%

3-Year CAGR

-3.0%

Employees

29

Assets Under Management

Total AUM$27.8B

Discretionary AUM$26.2B

Non-Discretionary AUM$1.6B

Discretionary %94.3%

Total Clients33

Team

Total Employees29

Investment Advisers66

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record54

First FilingFeb 24, 2003

Latest FilingMar 26, 2026

🔒 Full AUM trend chart and 54 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RESEARCH AFFILIATES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.