RIA Intel›Advisers›Wyoming›REGATTA FINANCIAL LLC

REGATTA FINANCIAL LLC

Advisory

Data as of Jan 29, 2026 · Source: SEC Form ADV

Average account

$613K

across 4 accounts

AUM per adviser

$2M

1 advisers

Source: SEC Form ADV. Figures as filed Jan 29, 2026.

Total AUM

$2M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$2M

Discretionary AUM$2M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InMD

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in WY

Closest by assets under management. All figures from Form ADV.

SOVEREIGN ASSET ADVISORS LLC

$2M

NET INCOME LLC

CHEYENNE, WY

$2M

HOWARD-MARTIN CAPITAL GROUP, LLC

$2M

CONSTANT CASHFLOW, LLC

$1M

SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP

JACKSON, WY

$5M

EQUITY FINANCIAL MANAGEMENT

$5M

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