RIA Intel›Advisers›Michigan›REGAL INVESTMENT ADVISORS LLC

REGAL INVESTMENT ADVISORS LLC

Advisory

N·KENTWOOD, MI

Data as of May 18, 2026 · Source: SEC Form ADV

Total AUM

$2.9B

1-Year AUM Growth

-4.0%

3-Year CAGR

+5.9%

Employees

118

Assets Under Management

Total AUM$2.9B

Discretionary AUM$2.4B

Non-Discretionary AUM$432M

Discretionary %85%

Total Clients7,859

Team

Total Employees118

Investment Advisers131

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record88

First FilingOct 13, 2010

Latest FilingMay 18, 2026

🔒 Full AUM trend chart and 88 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on REGAL INVESTMENT ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.