RIA Intel›Advisers›RAYMOND JAMES (USA) LTD

RAYMOND JAMES (USA) LTD

Advisory

N·VANCOUVER

Data as of Feb 11, 2026 · Source: SEC Form ADV

Total AUM

$2.0B

1-Year AUM Growth

+21.6%

3-Year CAGR

+19.7%

Employees

145

Assets Under Management

Total AUM$2.0B

Discretionary AUM$500M

Non-Discretionary AUM$1.5B

Discretionary %25.1%

Total Clients4,864

Team

Total Employees145

Investment Advisers175

Employee Growth (1Y)+8.7%

Filing History

Total Filings on Record61

First FilingJan 20, 2011

Latest FilingFeb 11, 2026

🔒 Full AUM trend chart and 61 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RAYMOND JAMES (USA) LTD

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.