RIA Intel›Advisers›California›RAUB BROCK CAPITAL MANAGEMENT, LP

RAUB BROCK CAPITAL MANAGEMENT, LP

Advisory

N·LARKSPUR, CA

Data as of Mar 11, 2026 · Source: SEC Form ADV

Total AUM

$2.9B

1-Year AUM Growth

+8.8%

3-Year CAGR

+5.2%

Employees

6

Assets Under Management

Total AUM$2.9B

Discretionary AUM$467M

Non-Discretionary AUM$2.5B

Discretionary %15.9%

Total Clients148

Team

Total Employees6

Investment Advisers9

Employee Growth (1Y)+75.0%

Filing History

Total Filings on Record42

First FilingJul 29, 2010

Latest FilingMar 11, 2026

🔒 Full AUM trend chart and 42 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RAUB BROCK CAPITAL MANAGEMENT, LP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.