RIA Intel›Advisers›RAFFA WEALTH MANAGEMENT LLC

RAFFA WEALTH MANAGEMENT LLC

Advisory

N·

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$1.7B

1-Year AUM Growth

+24.7%

3-Year CAGR

+7.1%

Employees

6

Assets Under Management

Total AUM$1.7B

Discretionary AUM$1.5B

Non-Discretionary AUM$186M

Discretionary %89.1%

Total Clients220

Team

Total Employees6

Investment Advisers9

Employee Growth (1Y)—

Filing History

Total Filings on Record40

First FilingMar 9, 2007

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 40 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on RAFFA WEALTH MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.