RIA Intel›Advisers›New York›R. F. LAFFERTY & CO., INC.

R. F. LAFFERTY & CO., INC.

Advisory

N·NEW YORK, NY

Data as of Mar 4, 2026 · Source: SEC Form ADV

Total AUM

$153M

1-Year AUM Growth

+166.2%

3-Year CAGR

-1.8%

Employees

10

Assets Under Management

Total AUM$153M

Discretionary AUM$153M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients183

Team

Total Employees10

Investment Advisers80

Employee Growth (1Y)-14.3%

Filing History

Total Filings on Record41

First FilingApr 19, 2007

Latest FilingMar 4, 2026

🔒 Full AUM trend chart and 41 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on R. F. LAFFERTY & CO., INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.