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QUAD INVESTMENT MANAGEMENT CORP.

Advisory

N·SEOUL, YEONGDEUNGPO-GU

Data as of Mar 12, 2026 · Source: SEC Form ADV

Total AUM

$2.6B

1-Year AUM Growth

—

3-Year CAGR

—

Employees

24

Assets Under Management

Total AUM$2.6B

Discretionary AUM$2.6B

Non-Discretionary AUM$62M

Discretionary %97.6%

Total Clients50

Team

Total Employees24

Investment Advisers45

Employee Growth (1Y)—

Filing History

Total Filings on Record3

First FilingMay 27, 2024

Latest FilingMar 12, 2026

🔒 Full AUM trend chart and 3 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on QUAD INVESTMENT MANAGEMENT CORP.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.