RIA Intel›Advisers›Texas›PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

Advisory

N·DALLAS, TX

Data as of Sep 30, 2024 · Source: SEC Form ADV

Total AUM

$12.4B

1-Year AUM Growth

+24.0%

3-Year CAGR

+13.5%

Employees

207

Assets Under Management

Total AUM$12.4B

Discretionary AUM$8.4B

Non-Discretionary AUM$4.1B

Discretionary %67.3%

Total Clients19,103

Team

Total Employees207

Investment Advisers333

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record113

First FilingDec 21, 2005

Latest FilingSep 30, 2024

🔒 Full AUM trend chart and 113 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PROSPERA FINANCIAL SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.