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PROSPECT CAPITAL MANAGEMENT L.P.

Advisory

N·WEST PALM BEACH, FL

Data as of Mar 25, 2026 · Source: SEC Form ADV

Total AUM

$6.6B

1-Year AUM Growth

-7.5%

3-Year CAGR

+0.5%

Employees

44

Assets Under Management

Total AUM$6.6B

Discretionary AUM$6.6B

Non-Discretionary AUM$14M

Discretionary %99.8%

Total Clients4

Team

Total Employees44

Investment Advisers143

Employee Growth (1Y)—

Filing History

Total Filings on Record35

First FilingMar 24, 2004

Latest FilingMar 25, 2026

🔒 Full AUM trend chart and 35 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PROSPECT CAPITAL MANAGEMENT L.P.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.