RIA Intel›Advisers›California›PRIVATE OCEAN, LLC

PRIVATE OCEAN, LLC

Advisory

N·SAN RAFAEL, CA

Data as of Apr 29, 2024 · Source: SEC Form ADV

Total AUM

$2.8B

1-Year AUM Growth

+14.9%

3-Year CAGR

+4.8%

Employees

21

Assets Under Management

Total AUM$2.8B

Discretionary AUM$2.8B

Non-Discretionary AUM$13M

Discretionary %99.5%

Total Clients—

Team

Total Employees21

Investment Advisers45

Employee Growth (1Y)-8.7%

Filing History

Total Filings on Record58

First FilingJun 28, 2001

Latest FilingApr 29, 2024

🔒 Full AUM trend chart and 58 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PRIVATE OCEAN, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.