RIA Intel›Advisers›Wisconsin›PRISM, LLC

PRISM, LLC

Advisory

WI

Data as of Mar 25, 2026 · Source: SEC Form ADV

Rank in WI

#326

of 354 advisers by AUM

Average account

$676K

across 68 accounts

AUM per adviser

$46M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 25, 2026.

Total AUM

$46M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$46M

Discretionary AUM$45M

Non-Discretionary AUM$2M

Discretionary %96.7%

Total Clients68

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InIL, WI

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

68 clients

9 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in WI

Closest by assets under management. All figures from Form ADV.

WEALTH PLANNING ADVISORS LLC

$46M

BARINGTON CAPITAL MANAGEMENT, LLC

$47M

2ND MARKET CAPITAL ADVISORY CORP.

$47M

RETIREMENT PLANNING SPECIALISTS, INC.

$44M

APEX FIDUCIARY ADVISORS LLC

$48M

FORT ATKINSON, WI

$44M

Get the full picture on PRISM, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track PRISM, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans