RIA Intel›Advisers›Georgia›PRINCIPLE PLANNING ADVISORS, LLC

PRINCIPLE PLANNING ADVISORS, LLC

Advisory

N·ROSWELL, GA

Data as of Apr 1, 2013 · Source: SEC Form ADV

Total AUM

$114M

1-Year AUM Growth

+17.9%

3-Year CAGR

+11.8%

Employees

2

Assets Under Management

Total AUM$114M

Discretionary AUM$84M

Non-Discretionary AUM$30M

Discretionary %73.5%

Total Clients—

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Filing History

Total Filings on Record13

First FilingSep 25, 2003

Latest FilingApr 1, 2013

🔒 Full AUM trend chart and 13 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PRINCIPLE PLANNING ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.