RIA Intel›Advisers›Iowa›PRINCIPAL GLOBAL INVESTORS, LLC

PRINCIPAL GLOBAL INVESTORS, LLC

Advisory

N·DES MOINES, IA

Data as of Jan 28, 2026 · Source: SEC Form ADV

Total AUM

$364.0B

1-Year AUM Growth

+35.1%

3-Year CAGR

-1.1%

Employees

324

Assets Under Management

Total AUM$364.0B

Discretionary AUM$355.6B

Non-Discretionary AUM$8.4B

Discretionary %97.7%

Total Clients7,399

Team

Total Employees324

Investment Advisers1,350

Employee Growth (1Y)+2.5%

Private Funds

Number of Private Funds9

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record89

First FilingMar 30, 2001

Latest FilingJan 28, 2026

🔒 Full AUM trend chart and 89 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PRINCIPAL GLOBAL INVESTORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.