RIA Intel›Advisers›New York›PPS ADVISORS, INC.

PPS ADVISORS, INC.

Advisory

N·HOLBROOK, NY

Data as of Jul 26, 2017 · Source: SEC Form ADV

Total AUM

$363M

1-Year AUM Growth

+6.8%

3-Year CAGR

+0.6%

Employees

11

Assets Under Management

Total AUM$363M

Discretionary AUM$352M

Non-Discretionary AUM$11M

Discretionary %97%

Total Clients—

Team

Total Employees11

Investment Advisers18

Employee Growth (1Y)—

Filing History

Total Filings on Record28

First FilingMar 10, 2010

Latest FilingJul 26, 2017

🔒 Full AUM trend chart and 28 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PPS ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.