RIA Intel›Advisers›POPULAR SECURITIES, LLC

POPULAR SECURITIES, LLC

Advisory

N·HATO REY, PR

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$2.6B

1-Year AUM Growth

+10.4%

3-Year CAGR

+5.9%

Employees

45

Assets Under Management

Total AUM$2.6B

Discretionary AUM$2.1B

Non-Discretionary AUM$476M

Discretionary %81.8%

Total Clients2,121

Team

Total Employees45

Investment Advisers91

Employee Growth (1Y)+5.1%

Filing History

Total Filings on Record47

First FilingMar 21, 2001

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 47 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on POPULAR SECURITIES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.