RIA Intel›Advisers›Pennsylvania›PLANNING STRATEGIES, INC.

PLANNING STRATEGIES, INC.

Advisory

N·LANCASTER, PA

Data as of Mar 18, 2026 · Source: SEC Form ADV

Total AUM

$385M

1-Year AUM Growth

+18.3%

3-Year CAGR

+8.9%

Employees

7

Assets Under Management

Total AUM$385M

Discretionary AUM$383M

Non-Discretionary AUM$2M

Discretionary %99.4%

Total Clients711

Team

Total Employees7

Investment Advisers11

Employee Growth (1Y)—

Filing History

Total Filings on Record22

First FilingFeb 21, 2018

Latest FilingMar 18, 2026

🔒 Full AUM trend chart and 22 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PLANNING STRATEGIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.