RIA Intel›Advisers›California›PLAN LIFE & WEALTH MANAGEMENT, INC.

PLAN LIFE & WEALTH MANAGEMENT, INC.

Advisory

N·FRESNO, CA

Data as of Mar 20, 2026 · Source: SEC Form ADV

Total AUM

$195M

1-Year AUM Growth

+6.2%

3-Year CAGR

-0.9%

Employees

6

Assets Under Management

Total AUM$195M

Discretionary AUM$195M

Non-Discretionary AUM$637K

Discretionary %99.7%

Total Clients744

Team

Total Employees6

Investment Advisers6

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record28

First FilingMar 22, 2001

Latest FilingMar 20, 2026

🔒 Full AUM trend chart and 28 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on PLAN LIFE & WEALTH MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.